Meet every HIPAA rule, from Privacy to Breach Notification
HIPAA Administrative Simplification is the body of US federal regulations in 45 CFR Parts 160, 162 and 164 that implements Title II of the Health Insurance Portability and Accountability Act of 1996.
- Issued by
- US Department of Health and Human Services (HHS)
- Enforced by
- HHS Office for Civil Rights (Privacy, Security and Breach Notification); CMS for transaction and code set standards
- Legal basis
- Title II of HIPAA 1996, as amended by the HITECH Act 2009
- Regulations
- 45 CFR Parts 160, 162 and 164
Is HIPAA right for your organisation?
It brings together the Enforcement Rule, the electronic transaction and code set standards, and the Privacy, Security and Breach Notification Rules. The 2013 Omnibus Rule amended these regulations to implement the HITECH Act and extended direct liability to business associates.
Covered entities must comply: health plans, healthcare clearinghouses and healthcare providers that conduct standard transactions electronically. Business associates, such as SaaS, cloud, billing and IT providers that handle protected health information for a covered entity, and their subcontractors, are directly liable for the Security Rule and parts of the Privacy and Breach Notification Rules. UK and other non-US suppliers usually meet HIPAA when they sign a business associate agreement with a US healthcare customer.
How OneClickComply helps with HIPAA
OneClickComply maps the Security, Privacy and Breach Notification requirements in Part 164 to one shared set of controls, so evidence you already collect for ISO 27001 or SOC 2 also counts towards HIPAA. Automated evidence collection, AutoComplete policy generation and continuous monitoring cover the safeguards, documentation and business associate obligations. HIPAA Administrative Simplification is supported in OneClickComply today.
Requirements covered
Three parts of 45 CFR: Part 160 (general provisions, state law preemption, compliance, civil money penalties and hearings), Part 162 (transaction standards, code sets and identifiers) and Part 164 (the Security Rule in Subpart C, Breach Notification in Subpart D and the Privacy Rule in Subpart E).
Manual HIPAA compliance vs OneClickComply
Doing it manually
- Reading across three parts of 45 CFR to work out which rules apply to you
- Running the required risk analysis in spreadsheets that go stale
- Chasing screenshots to prove access controls, audit logging and encryption
- Tracking business associate agreements and subcontractor flow-downs by hand
- Keeping policies and records current for the six-year retention period
With OneClickComply
- Requirements in Parts 160 and 164 mapped to clear, owned controls
- A living risk register that supports your ongoing risk analysis
- Evidence collected automatically from your cloud, identity and device tools
- Business associates tracked in vendor risk management with reviews logged
- Versioned policies and evidence history kept in one place for audit
Everything you need for HIPAA
Security Rule safeguards in 164.308 to 164.316 mapped to shared controls
Automated evidence for access control, audit logs and encryption from connected tools
AutoComplete HIPAA policies, including privacy, security and breach response
Vendor risk management to track business associate agreements
Continuous monitoring with alerts when ePHI safeguards drift
Risk register to document and maintain your HIPAA risk analysis
Three steps to HIPAA compliance
Connect and scan
Connect your cloud, identity and SaaS tools. OneClickComply checks them against HIPAA and shows which controls pass and which fail.
Fix and generate
OneClickFix fixes supported misconfigurations automatically, and AutoComplete drafts HIPAA policies from your real environment.
Monitor and evidence
Continuous monitoring flags drift as it happens, and our in-house audit team is on hand when you need expert guidance.
See how far your current setup is from HIPAA.
HIPAA Administrative Simplification Regulations requirements
Every substantive section of 45 CFR Parts 160 and 164, with Part 160 hearing procedures and the Part 162 transaction, code set and identifier standards shown at subpart level.
| Reference | Requirement |
|---|---|
| 160.101 | Statutory basis and purpose |
| 160.102 | Applicability |
| 160.103 | Definitions |
| 160.104 | Modifications |
| 160.105 | Compliance dates for new or modified standards |
| 160.201 | Preemption of state law: statutory basis |
| 160.202 | Preemption of state law: definitions |
| 160.203 | Preemption: general rule and exceptions |
| 160.204 | Process for requesting exception determinations |
| 160.205 | Duration of effectiveness of exception determinations |
| 160.300 | Compliance and investigations: applicability |
| 160.304 | Principles for achieving compliance |
| 160.306 | Complaints to the Secretary |
| 160.308 | Compliance reviews |
| 160.310 | Responsibilities of covered entities and business associates |
| 160.312 | Secretarial action regarding complaints and compliance reviews |
| 160.314 | Investigational subpoenas and inquiries |
| 160.316 | Refraining from intimidation or retaliation |
| 160.400 | Civil money penalties: applicability |
| 160.401 | Civil money penalties: definitions |
Always check the official text of HIPAA for the exact wording.
HIPAA questions, answered
Can't find what you need? Our in-house auditors can talk you through HIPAA on a 30-minute call.
What is HIPAA Administrative Simplification?
HIPAA Administrative Simplification is the set of US federal regulations in 45 CFR Parts 160, 162 and 164 that HHS issued under Title II of HIPAA. Part 160 covers general provisions, preemption and enforcement, Part 162 covers electronic transaction standards, code sets and identifiers, and Part 164 contains the Security, Breach Notification and Privacy Rules. HHS publishes them together as a combined regulation text.
What did the 2013 HIPAA Omnibus Rule change?
The 2013 Omnibus Rule amended the Administrative Simplification regulations to implement the HITECH Act. It made business associates and their subcontractors directly liable for parts of the Security and Privacy Rules, replaced the harm threshold for breaches with a presumption of breach unless a risk assessment shows a low probability of compromise, strengthened individual rights and limits on marketing and sale of PHI, and updated the Enforcement Rule. It was published on 25 January 2013 and most provisions required compliance by 23 September 2013.
Who must comply with the HIPAA Administrative Simplification rules?
Covered entities must comply: health plans, healthcare clearinghouses and healthcare providers that transmit health information electronically in connection with standard transactions. Since the 2013 Omnibus Rule, business associates that create, receive, maintain or transmit protected health information for a covered entity, and their subcontractors, are also directly liable for the Security Rule and for certain Privacy and Breach Notification Rule requirements. Software and cloud providers serving US healthcare are often business associates.
What are the penalties for violating HIPAA?
HHS Office for Civil Rights can impose civil money penalties under 45 CFR Part 160 Subpart D, using tiers based on the level of culpability, from violations the entity did not know about to wilful neglect that is not corrected. Penalty amounts are adjusted for inflation each year. Knowingly obtaining or disclosing individually identifiable health information in breach of HIPAA can also lead to criminal penalties enforced by the US Department of Justice.
What are the HIPAA breach notification requirements?
Under 45 CFR Part 164 Subpart D, covered entities must notify affected individuals of a breach of unsecured PHI without unreasonable delay and no later than 60 calendar days after discovery. Breaches affecting more than 500 residents of a state or jurisdiction also require notice to prominent media outlets, and all breaches must be reported to HHS. Business associates must notify the covered entity, and a law enforcement delay can apply.
How does HIPAA relate to ISO 27001, SOC 2 and GDPR?
HIPAA is a US legal requirement, while ISO 27001 and SOC 2 are voluntary assurance frameworks, so certification or an attestation report does not by itself prove HIPAA compliance. Many Security Rule safeguards overlap with ISO 27001 and SOC 2 controls, such as risk assessment, access control and incident response. GDPR is an EU and UK data protection law; both protect personal data, but their scope, legal bases and breach timelines differ.
Is there a HIPAA certification?
No. HHS does not recognise any official HIPAA certification for organisations. Compliance is demonstrated by meeting the regulations, documenting policies and risk analyses, signing business associate agreements and keeping required records, typically for six years. Organisations often use independent assessments, or a SOC 2 report that includes HIPAA criteria, to show customers how they meet the requirements, but HHS Office for Civil Rights decides compliance through complaints, investigations and compliance reviews.
Does OneClickComply support HIPAA Administrative Simplification?
Yes. HIPAA Administrative Simplification is supported in OneClickComply today. The same controls, evidence and policies you use for frameworks such as ISO 27001 or SOC 2 are mapped to the Security, Privacy and Breach Notification requirements, so work done once counts towards each. Automated evidence collection and continuous monitoring keep your records current. OneClickComply does not certify HIPAA compliance.
Related frameworks
- 45 CFR 155.260 (ACA Exchange Privacy and Security)Regulation · United States
- FINRA Cybersecurity RequirementsRegulation · United States
- Massachusetts 201 CMR 17.00Regulation · United States
- CMS MARS-E 2.0Standard · United States
- NIST SP 800-53 Rev. 5Standard · United States
- NIST SP 800-53 Rev. 4Standard · United States
- California Consumer Privacy Act (CCPA)Law · United States
- SOC 2 (Trust Services Criteria)Standard · United States
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