Put the FIPPs into practice with privacy controls you can evidence
The FIPPs (Fair Information Practice Principles) are a set of widely accepted principles for collecting, using and protecting personally identifiable information. OMB Circular A-130, revised in 2016, lists nine FIPPs that US federal agencies should apply when evaluating systems, processes and programmes that affect privacy. They trace back to a 1973 US government report and have shaped the Privacy Act of 1974 and many privacy laws worldwide.
Is FIPPs right for your organisation?
US federal agencies apply the FIPPs through their privacy programmes, privacy impact assessments and Privacy Act processes, so contractors handling agency PII are often expected to show alignment. Private organisations also use the FIPPs as a neutral baseline when building a privacy programme that must work across several US state laws and international regimes.
Adopting it is voluntary, though customers and auditors often expect it.
- Issued by
- Office of Management and Budget (OMB Circular A-130, Appendix II)
- Current expression
- OMB Circular A-130, revised July 2016
- Origin
- 1973 HEW report "Records, Computers and the Rights of Citizens"
- Number of principles
- 9
- Applies to
- US federal agencies; widely adopted voluntarily by other organisations
- Legal status
- Principles, not OMB requirements; applied according to each agency's mission and privacy programme
- Type
- Guidance (voluntary)
- Region
- United States, US
- In OneClickComply
- Supported today
OneClickComply makes it simple
The FIPPs are mapped in OneClickComply's control library and available on request, so each principle links to concrete controls such as privacy notices, retention schedules, correction requests and security safeguards. Because controls are mapped across frameworks, evidence you already collect for GDPR, ISO 27001 or SOC 2 can count towards the FIPPs, and our in-house audit team can advise on gaps.
Requirements covered
Nine principles set out in section 3 of Appendix II to OMB Circular A-130, from Access and Amendment through to Transparency.
Manual FIPPs vs. OneClickComply
- Interpreting broad principles into specific, testable controls with no official checklist
- Keeping privacy notices, stated purposes and actual data use in step by hand
- Chasing teams for evidence of retention, correction and consent processes
- Duplicating privacy work already done for GDPR, state laws or SOC 2
- Losing sight of whether safeguards still work between annual reviews
- Each principle linked to concrete controls in a mapped control library
- Policies generated from your real environment and kept up to date
- Evidence collected automatically and stored against the right principle
- One set of controls counting towards the FIPPs and every other mapped framework
- Continuous monitoring that flags drift as soon as it happens
Everything you need for FIPPs
Map all nine FIPPs to controls you already run for GDPR, ISO 27001 and SOC 2
Generate privacy notice, retention and data handling policies with AutoComplete
Collect evidence of security safeguards automatically from 13,000+ integrations
Track privacy risks and data processing vendors in one risk register
Continuously monitor controls and get alerts when they drift
Ask an Auditor for expert guidance on applying each principle
Three steps to FIPPs compliance
Connect & scan
Connect your cloud, identity and SaaS tools. OneClickComply checks them against FIPPs and shows you exactly where you stand.
Fix & generate
OneClickFix remediates technical gaps in one click, and AutoComplete generates FIPPs-aligned policies from your real environment.
Monitor & evidence
Continuous monitoring keeps you compliant, and our in-house audit team is on hand when you need expert guidance.
Fair Information Practice Principles requirements
The nine Fair Information Practice Principles as listed in section 3 of Appendix II to OMB Circular A-130 (2016).
| Reference | Requirement |
|---|---|
| a | Access and Amendment |
| b | Accountability |
| c | Authority |
| d | Minimization |
| e | Quality and Integrity |
| f | Individual Participation |
| g | Purpose Specification and Use Limitation |
| h | Security |
| i | Transparency |
Always check the official FIPPs text for the exact wording.
FIPPs FAQs
What are the Fair Information Practice Principles (FIPPs)?
The FIPPs are a set of widely accepted principles for handling personally identifiable information responsibly. OMB Circular A-130 lists nine: Access and Amendment, Accountability, Authority, Minimization, Quality and Integrity, Individual Participation, Purpose Specification and Use Limitation, Security, and Transparency. US federal agencies use them when evaluating information systems, processes and programmes that affect individual privacy.
Are the FIPPs legally binding?
No, the FIPPs are not themselves a law. OMB Circular A-130 states that they are principles rather than OMB requirements, applied by each agency according to its mission and privacy programme. However, they underpin binding laws such as the Privacy Act of 1974, and agencies are required to manage PII under A-130, so contractors may be held to FIPPs-aligned obligations through their contracts.
Where do the FIPPs come from?
The FIPPs are rooted in a 1973 report by the US Department of Health, Education, and Welfare Advisory Committee, titled "Records, Computers and the Rights of Citizens". Since then they have informed US federal statute, the laws of many states and other countries, and the policies of organisations worldwide. The current US federal expression is in Appendix II of OMB Circular A-130, revised in 2016.
Who needs to follow the FIPPs?
US federal agencies are expected to apply the FIPPs across their privacy programmes, and contractors that handle agency PII are often asked to demonstrate alignment. Beyond government, many private organisations voluntarily adopt the FIPPs as a foundation for their privacy programme, because the principles are reflected in most modern privacy laws and give a consistent baseline across jurisdictions.
How do the FIPPs relate to GDPR?
The FIPPs and GDPR share the same roots and cover similar ground. GDPR's principles of transparency, purpose limitation, data minimisation, accuracy, storage limitation, security and accountability closely mirror the FIPPs, and GDPR's data subject rights cover access and correction. GDPR is binding law with fines, while the FIPPs are principles, so an organisation that complies with GDPR will usually satisfy much of the FIPPs.
How do the FIPPs relate to NIST SP 800-53?
NIST SP 800-53 turns privacy principles like the FIPPs into specific controls for federal systems. OMB Circular A-130 notes that its Access and Amendment principle sits within the Individual Participation privacy control family in an earlier revision of SP 800-53. In practice, agencies use the FIPPs as the principles and NIST SP 800-53 privacy controls as the way to implement and assess them.
How do you implement the FIPPs?
You implement the FIPPs by translating each principle into concrete controls and evidence. Typical steps are documenting your legal authority and purposes, publishing clear privacy notices, limiting collection and retention, handling access and correction requests, keeping data accurate, applying proportionate security safeguards, and assigning accountability with training, monitoring and audit. Privacy impact assessments help show the principles were considered for each system.
Does OneClickComply support the FIPPs?
Yes, on request. The FIPPs are mapped in OneClickComply's control library and available on request, rather than live as a ready-made framework today. Once enabled, each principle links to controls you may already run for GDPR, ISO 27001 or SOC 2, so evidence collected once counts towards the FIPPs too. OneClickComply does not certify FIPPs compliance, as no formal certification exists.
Related standards
All standards- Fair Credit Reporting Act (FCRA) and FACTALaw · US
- NIST SP 800-82 Rev. 3Guidance · US
- IRS Publication 1075Guidance · US
- NIST SP 800-171A Rev. 3Guidance · US
- NIST SP 800-82 Rev. 3 High OT OverlayGuidance · US
- NIST SP 800-82 Rev. 3 Moderate OT Overlay BaselineGuidance · US
- NIST SP 800-171AGuidance · US
- NIST SP 800-161 Rev. 1Guidance · US
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